Skip to main content
Welcome to the new FINRA.org. Learn more about our updates.
Create your own user feedback survey

6340B. Reports

A Trade Reporting Facility Participant shall make such reports to FINRA as may be prescribed from time to time by FINRA.
Renumbered from Rule 6340C by SR-FINRA-2008-066 eff. Jan. 1, 2009.
Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008.
Adopted by SR-NASD-2007-011 eff. April 18, 2007.

Selected Notice: 08-57.

No Results Found

No Results Found

No Results Found

No Results Found