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6450. Restrictions on Access Fees
A member shall not impose, nor permit to be imposed, non-subscriber access or post-transaction fees against its published quotation in any OTC Equity Security that exceed or accumulate to more than:
(a) $0.003 per share, if the published quotation is priced equal to or greater than $1.00; or
(b) the lesser of 0.3% of the published quotation price on a per share basis or 30% of the minimum pricing increment under Rule 6434 relevant to the display of the quotation on a per share basis if the published quotation is less than $1.00.
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Adopted by SR-FINRA-2009-054 eff. Feb. 11, 2011. Selected Notice: 10-42. |
- Regulatory Notice 10-42September 20, 2010