7240B. Trade Report Processing
(a) All trades submitted to the System must be locked-in trades prior to entry into the System.
(b) T+N Trade Processing
T+N (or "as/of") entries may be submitted until 8:00 p.m. each business day. “As/of” reports of trades executed on non-business days and T+365 or greater trades will not be submitted to clearing by the System.
|Amended by SR-FINRA-2013-050 and SR-FINRA-2015-008 eff. July 13, 2015.
Renumbered from Rule 7240C by SR-FINRA-2008-066 eff. Jan. 1, 2009.
Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008.
Amended by SR-FINRA-2007-015 eff. Sep 19, 2007.
Adopted by SR-NASD-2007-011 eff. April 18, 2007.
Selected Notice: 08-57.