For updates and guidance related to COVID-19 / Coronavirus, click here.
7280B. Termination of Access
FINRA may, upon notice, terminate access to the trade reporting service of the System as to a Participant in the event that a Participant fails to abide by any of the rules or operating procedures of the trade reporting service of the System or FINRA, or fails to honor contractual agreements entered into with FINRA or FINRA Regulation or the Participant Application Agreement, or fails to pay promptly for services rendered by the trade reporting service of the System.
|Amended by SR-FINRA-2015-034 eff. Dec. 20, 2015.
Renumbered from Rule 7280C by SR-FINRA-2008-066 eff. Jan. 1, 2009.
Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008.
Adopted by SR-NASD-2007-011 eff. April 18, 2007.
Selected Notices: 08-57, 16-04.