9520. Eligibility Proceedings
- Regulatory Notice 18-16April 30, 2018
- Regulatory Notice 16-06January 29, 2016
- Regulatory Notice 13-34October 23, 2013
- Regulatory Notice 09-19April 09, 2009
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.