Expand All 9521. Purpose and Definitions 9522. Initiation of Eligibility Proceeding; Member Regulation Consideration; and Requirements for an Interim Plan of Heightened Supervision 9523. Acceptance of Member Regulation Recommendations and Supervisory Plans by Consent Pursuant to SEA Rule 19h-1 9524. National Adjudicatory Council Consideration 9525. Discretionary Review by the FINRA Board 9526. Expedited Review 9527. Application to SEC for Review Book traversal links for 9520. Eligibility Proceedings ‹ 9500. OTHER PROCEEDINGS Up 9521. Purpose and Definitions ›
