Approved Rule Changes Pending Determination of Effective Date
SR-FINRA-2023-007
SR-FINRA-2023-006
SR-FINRA-2022-033
- 12100. Definitions
- 12206. Time Limits
- 12300. Filing and Serving Documents
- 12303. Answering the Statement of Claim
- 12309. Amending Pleadings or Filing Third Party Claims
- 12314. Combining Claims
- 12402. Cases with One Arbitrator
- 12403. Cases with Three Arbitrators
- 12407. Removal of Arbitrator by Director
- 12500. Initial Prehearing Conference
- 12501. Other Prehearing Conferences
- 12503. Motions
- 12504. Motions to Dismiss
- 12514. Prehearing Exchange of Documents and Witness Lists, and Explained Decision Requests
- 12600. Required Hearings
- 12606. Record of Proceedings
- 12700. Dismissal of Proceedings Prior to Award
- 12800. Simplified Arbitration
- 13100. Definitions
- 13206. Time Limits
- 13300. Filing and Serving Documents
- 13303. Answering the Statement of Claim
- 13309. Amending Pleadings or Filing Third Party Claims
- 13314. Combining Claims
- 13403. Generating and Sending Lists to the Parties
- 13410. Removal of Arbitrator by Director
- 13500. Initial Prehearing Conference
- 13501. Other Prehearing Conferences
- 13503. Motions
- 13504. Motions to Dismiss
- 13514. Prehearing Exchange of Documents and Witness Lists, and Explained Decision Requests
- 13600. Required Hearings
- 13606. Record of Proceedings
- 13700. Dismissal of Proceedings Prior to Award
- 13800. Simplified Arbitration