Approved Rule Changes Pending Determination of Effective Date
SR-FINRA-2022-024
- 12000. CODE OF ARBITRATION PROCEDURE FOR CUSTOMER DISPUTES
- 12100. Definitions
- 12203. Denial of FINRA Forum
- 12307. Deficient Claims
- 12604. Evidence
- 12800. Simplified Arbitration
- 12805. Expungement of Customer Dispute Information from the Central Registration Depository (CRD) System
- 13000. CODE OF ARBITRATION PROCEDURE FOR INDUSTRY DISPUTES
- 13100. Definitions
- 13203. Denial of FINRA Forum
- 13214. Payment of Arbitrators
- 13307. Deficient Claims
- 13600. Required Hearings
- 13604. Evidence
- 13805. Expungement of Customer Dispute Information from the Central Registration Depository (CRD) System
- 13806. Panel to Decide Requests for Expungement of Customer Dispute Information Filed by an Associated Person under Rule 13805
- 13807. Promissory Note Proceedings
SR-FINRA-2021-010