10104. Composition and Appointment of Panels
This rule is no longer applicable. NASD Rule 10104 has been superseded by FINRA Rule 10104. Please consult the appropriate FINRA Rule.
This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.
Except as otherwise specifically provided in Rule 10308, the Director shall compose and appoint panels of arbitrators from the existing pool of arbitrators of the Association to conduct the arbitration of any matter which shall be eligible for submission under this Code.
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Amended by SR-NASD-98-48 eff. Nov. 17, 1998. Selected Notices: 98-90. |