10213. Discovery
This Code was superseded by the Customer Code (FINRA Rule 12000 Series) and the Industry Code (FINRA Rule 13000 Series) on April 16, 2007, for claims filed on or after that date.
(a) Necessary pre-hearing depositions consistent with the expedited nature of arbitration shall be available.
(b) The provisions of Rule 10321 shall apply to proceedings under this Rule 10210 Series.
| Adopted by SR-NASD-99-08 eff. Jan. 18, 2000. Selected Notice: 99-96. |