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10317. Attendance at Hearings

This rule is no longer applicable. NASD Rule 10317 has been superseded by FINRA Rule 10317. Please consult the appropriate FINRA Rule.

This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.

The attendance or presence of all persons at hearings including witnesses shall be determined by the arbitrators. However, all parties to the arbitration and their counsel shall be entitled to attend all hearings.

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