1160. Contact Information Requirements
This rule is no longer applicable. NASD Rule 1160 has been superseded by FINRA Rule 4517. Please consult the appropriate FINRA Rule.
(a) Each member shall report to NASD all contact information required by NASD via the NASD Contact System or such other means as NASD may specify.
(b) Each member shall update its required contact information promptly, but in any event not later than 30 days following any change in such information. In addition, each member shall review and, if necessary, update its required contact information, via the NASD Contact System or such other means as NASD may specify, within 17 business days after the end of each calendar year.
(c) Each member shall comply with any NASD request for such information promptly, but in any event not later than 15 days following the request, or such longer period that may be agreed to by NASD staff.
|Adopted by SR-NASD-2007-034 eff. Dec. 31, 2007.
Selected Notice: 07-42.