14103. Director of Mediation
This rule is no longer applicable. NASD Rule 14103 has been superseded by FINRA Rule 14103. Please consult the appropriate FINRA Rule.
(a) The Board shall appoint a Director of Mediation to administer mediations under the Code. The Director will consult with the NAMC on the administration of mediations, as necessary.
(b) The Director may delegate his or her duties when appropriate, unless the Code provides otherwise.
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Renumbered from Rule 10404 and amended by SR-NASD-2007-022 eff. April 16, 2007. Adopted by SR-NASD-2004-013 eff. Jan. 30, 2006. Selected Notice: 05-85. |