14108. Limitation on Liability
This rule is no longer applicable. NASD Rule 14108 has been superseded by FINRA Rule 14108. Please consult the appropriate FINRA Rule.
NASD, its employees, and any mediator named to mediate a matter under the Code shall not be liable for any act or omission in connection with a mediation administered under the Code.
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Renumbered from Rule 14107 by SR-NASD-2006-109 eff. Dec. 24, 2007. Renumbered from Rule 10408 and amended by SR-NASD-2007-022 eff. April 16, 2007. Adopted by SR-NASD-2004-013 eff. Jan. 30, 2006. Selected Notices: 05-85, 07-57. |