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2120. Use of Manipulative, Deceptive or Other Fraudulent Devices

This rule is no longer applicable. NASD Rule 2120 has been superseded by FINRA Rule 2020. Please consult the appropriate FINRA Rule.

No member shall effect any transaction in, or induce the purchase or sale of, any security by means of any manipulative, deceptive or other fraudulent device or contrivance.
Cross References–

IM-2310-2, Fair Dealing with Customers
IM-3310, Manipulative and Deceptive Quotations

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