Skip to main content

For updates and guidance related to COVID-19 / Coronavirus, click here.

3320. Offers at Stated Prices

This rule is no longer applicable. NASD Rule 3320 has been superseded by FINRA Rule 5220. Please consult the appropriate FINRA Rule.

No member shall make an offer to buy from or sell to any person any security at a stated price unless such member is prepared to purchase or sell, as the case may be, at such price and under such conditions as are stated at the time of such offer to buy or sell.

No Results Found

No Results Found

No Results Found

No Results Found