3370. Purchases
This rule is no longer applicable. NASD Rule 3370 has been superseded by FINRA Rule 11860. Please consult the appropriate FINRA Rule.
Amended by SR-NASD-2004-175 eff. Jan. 3, 2005. Amended by SR-NASD-2004-031 eff. April 1, 2004. Amended by SR-NASD-2001-85 eff. April 1, 2004. Amended by SR-NASD-2002-40 eff. Oct. 15, 2002. Amended by SR-NASD-2002-97 eff. July 29, 2002. Amended by SR-NASD-99-37 eff. June 9, 2000. Amended by SR-NASD-2000-46 eff. Aug. 28, 2000. Amended by SR-NASD-95-39 eff. Oct 10, 1996. Amended by SR-NASD-95-62 eff. Feb. 20, 1996. Amended by SR-NASD-95-38 Sept. 18, 1995. Amended by SR-NASD-94-56 eff. June 7, 1995. Amended by SR-NASD-95-02 eff. Jan. 9, 1995. Amended by SR-NASD-94-32 eff. Jan. 9, 1995. Amended by SR-NASD-90-30 eff. July 14, 1993. Amended by SR-NASD-89-5 eff. July 5, 1990. Amended by SR-NASD-87-23 eff. Aug. 3, 1987. Amended by SR-NASD-86-17 eff. Oct. 15, 1986. Amended eff. Sept. 1, 1972, Nov. 15, 1973. Formerly the Interpretation to Article III, Section 1 of the Rules of Fair Practice adopted eff. Sept. 9, 1968. Selected Notices: 85-87, 86-69, 88-47, 90-13, 90-51, 93-53, 94-80, 95-36, 00-28, 04-03, 04-21. |