4100. General
This rule is no longer applicable. NASD Rule 4100 has been superseded by FINRA Rule 6310A. Please consult the appropriate FINRA Rule.
Amended by SR-NASD-2006-104 eff. March 5, 2007. Amended by SR-NASD-2006-087 eff. Aug. 1, 2006. Adopted by SR-NASD-2005-087 eff. Aug. 1, 2006. |