4100A. GENERAL
This rule is no longer applicable. NASD Rule 4100A has been superseded by FINRA Rule 6210. Please consult the appropriate FINRA Rule.
Amended by SR-NASD-2006-091 eff. March 5, 2007. Amended by SR-NASD-2007-005 eff. Jan. 27, 2007. Amended by SR-NASD-2005-087 eff. Aug. 1, 2006. Amended by SR-NASD-2004-160 eff. Oct. 26, 2004. Amended by SR-NASD-2004-012 eff. Jan. 26, 2004. Amended by SR-NASD-2003-67 eff. April 7, 2003. Adopted by SR-NASD-2002-97 eff. July 29, 2002. |