4621. Suspension and Termination by NASD Action
This rule is no longer applicable. NASD Rule 4621 has been superseded by FINRA Rule 6360A. Please consult the appropriate FINRA Rule.
Amended by SR-NASD-2006-104 eff. March 5, 2007. Adopted by SR-NASD-2005-087 eff. Aug. 1, 2006. |