This rule is no longer applicable. NASD Rule 4631 has been superseded by FINRA Rule 6320A. Please consult the appropriate FINRA Rule.
Terms used in this Rule 4630 Series shall have the meaning as defined in NASD's By-Laws and Rules, and SEC Rule 600 and the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation, and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, unless otherwise defined herein.
Amended by SR-NASD-2006-104 eff. March 5, 2007.
Adopted by SR-NASD-2005-087 eff. Aug. 1, 2006.