This rule is no longer applicable. NASD Rule 4631E has been superseded by FINRA Rule 6320B. Please consult the appropriate FINRA Rule.
Terms used in this Rule 4630E Series shall have the meaning as defined in NASD's By-Laws and Rules, Rule 600(b) of Regulation NMS under the Act and the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation, and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, unless otherwise defined herein.
Adopted by SR-NASD-2007-011 eff. April 18, 2007.