5100. Reserved.
This rule is no longer applicable effective December 15, 2008.
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Amended by SR-NASD-2007-047 eff. July 6, 2007. Amended by SR-NASD-2007-009 eff. Dec. 16, 2006. Amended by SR-NASD-2006-108 eff. Nov. 27, 2006. Amended by SR-NASD-2006-076 eff. Oct. 9, 2006. Amended by SR-NASD-2006-089 eff. Aug 1, 2006. Amended by SR-NASD-2006-087 eff. Aug 1, 2006. Renumbered from Rule 3350 and amended by SR-NASD-2005-087 eff. Aug 1, 2006. Amended by SR-NASD-2005-149 eff. Dec. 15, 2005. Amended by SR-NASD-2004-187 eff. Dec. 15, 2004. Amended by SR-NASD-2004-092 eff. June 15, 2004. Amended by SR-NASD-98-26 amm. 14 & 15 eff. June 16, 2003. Amended by SR-NASD-98-26 amm. 13 eff. Dec. 15, 2002. Amended by SR-NASD-2002-97 eff. July 29, 2002. Amended by SR-NASD-98-26 eff. March 1, 2002. Amended by SR-NASD-98-26 eff. Sept. 29, 2000. Amended by SR-NASD-97-65 eff. Sept. 26, 1997. Amended by SR-NASD-97-28 eff. Aug. 07, 1997. Amended by SR-NASD-96-41 eff. Nov. 01, 1996. Amended by SR-NASD-96-30 eff. July 29, 1996. Amended by SR-NASD-95-58 eff. Nov. 30, 1995. Amended by SR-NASD-95-35 eff. Aug. 30, 1995. Adopted by SR-NASD-92-12 eff. Sept. 06, 1994. Selected Notices: 91-2, 92-8, 94-68, 94-83, 97-74, 98-65, 99-28, 99-98, 07-31. |