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MARKETPLACE RULES (4000–7000)
5000. TRADING OTHERWISE THAN ON AN EXCHANGE

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5300. Reserved

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This rule is no longer applicable effective December 15, 2008.

Reserved by SR-NASD-2005-087.

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‹ 5150. Exemption From Regulation NMS-Related Trade Reporting Requirements
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Disclaimer: The summary and detailed topics are only available for 40 FINRA Rules and have been applied as part of the FINRA Rulebook Search Tool™ (FIRST™) prototype. FIRST is for informational purposes only and does not provide regulatory or compliance advice. You should always review the relevant rule text and the related guidance to understand your regulatory obligations. Usage or reliance on this tool is not a defense to a failure to comply with the FINRA rules. Learn More

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