6170C. Audit Trail Requirements
This rule is no longer applicable effective Jan. 1, 2009.
The data elements specified in Rule 6130C(d) are critical to NASD's compilation of a transaction audit trail for regulatory purposes. As such, all member firms utilizing the trade reporting service of the System have an ongoing obligation to input 6130C(d) information accurately and completely.
| Adopted by SR-NASD-2006-108 eff. Nov. 27, 2006. |