6180E. Violation of Reporting Rules
This rule is no longer applicable. NASD Rule 6180E has been superseded by FINRA Rule 7270B. Please consult the appropriate FINRA Rule.
Failure of a Participant or person associated with a Participant to comply with any of the rules or requirements of the System may be considered conduct inconsistent with high standards of commercial honor and just and equitable principles of trade, in violation of Rule 2110.
Adopted by SR-NASD-2007-011 eff. April 18, 2007.