6956. Violation of Order Audit Trail System Rules

This rule is no longer applicable. NASD Rule 6956 has been superseded by FINRA Rule 7460. Please consult the appropriate FINRA Rule.

Failure of a member or person associated with a member to comply with any of the requirements of Rule 6951 through Rule 6957 may be considered conduct that is inconsistent with high standards of commercial honor and just and equitable principles of trade, in violation of Rule 2110.

Adopted by SR-NASD-97-56 eff. according to schedule in Rule 6957.

Selected Notice: 98-33.