7060A. Partial Month Charges
This rule is no longer applicable. NASD Rule 7060A has been superseded by FINRA Rule 7550. Please consult the appropriate FINRA Rule.
Adopted by SR-NASD-2002-97 eff. July 29, 2002. |
For the Public
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Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This rule is no longer applicable. NASD Rule 7060A has been superseded by FINRA Rule 7550. Please consult the appropriate FINRA Rule.
Adopted by SR-NASD-2002-97 eff. July 29, 2002. |