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9147. Rulings On Procedural Matters

This rule is no longer applicable. NASD Rule 9147 has been superseded by FINRA Rule 9147. Please consult the appropriate FINRA Rule.

The NASD Board, the National Adjudicatory Council, a Hearing Officer, or any other Adjudicator shall have full authority, except as otherwise provided by the Code, to rule on a procedural motion and any other procedural or administrative matter arising during the course of a proceeding conducted pursuant to the Code, subject to the rights of review or appeal provided by the Code.
Amended by SR-NASD-97-81 eff. Jan. 16, 1998.
Adopted by SR-NASD-97-28 eff. Aug. 7, 1997.