Skip to main content

For updates and guidance related to COVID-19 / Coronavirus, click here.

9148. Interlocutory Review

This rule is no longer applicable. NASD Rule 9148 has been superseded by FINRA Rule 9148. Please consult the appropriate FINRA Rule.

Except as provided in Rule 9280, there shall be no interlocutory review of a ruling or order issued by any Adjudicator in a proceeding governed by the Code. If an Adjudicator grants interlocutory review of a ruling or order, such review shall not stay a proceeding, except under Rule 9280 or as otherwise ordered by the Adjudicator.
Adopted by SR-NASD-97-28 eff. Aug. 7, 1997.