For updates and guidance related to COVID-19 / Coronavirus, click here.
9290. Expedited Disciplinary Proceedings
This rule is no longer applicable. NASD Rule 9290 has been superseded by FINRA Rule 9290. Please consult the appropriate FINRA Rule.
For any disciplinary proceeding, the subject matter of which also is subject to a temporary cease and desist proceeding initiated pursuant to Rule 9810 or a temporary cease and desist order, hearings shall be held and decisions shall be rendered at the earliest possible time. An expedited hearing schedule shall be determined at a pre-hearing conference held in accordance with Rule 9241.
Adopted by SR-NASD-98-80 eff. June 23, 2003.
Selected Notice: 03-35.