9610. Application
This rule is no longer applicable. NASD Rule 9610 has been superseded by FINRA Rule 9610. Please consult the appropriate FINRA Rule.
Amended by SR-FINRA-2007-013 eff. Oct. 15, 2007. Amended by SR-NASD-2007-047 eff. July 6, 2007. Amended by SR-NASD-2007-032 eff. May 10, 2007. Amended by SR-NASD-2006-087 eff. Aug. 1, 2006. Amended by SR-NASD-2005-087 eff. Aug. 1, 2006. Amended by SR-NASD-2006-040 eff. July 10, 2006. Amended by SR-NASD-2000-23 eff. July 10, 2006. Amended by SR-NASD-2002-162 eff. Jan. 31, 2005. Amended by SR-NASD-2004-100 eff. Sept. 1, 2004 Amended by SR-NASD-2004-020 eff. March 30, 2004. Amended by SR-NASD-99-60 eff. March 23, 2004. Amended by SR-NASD-99-04 eff. Oct. 30, 2002. Amended by SR-NASD-2001-19 eff. Dec. 10, 2001. Amended by SR-NASD-2000-77 eff. Sept. 17, 2001. Amended by SR-NASD-98-57 eff. March 26, 1999. Amended by SR-NASD-97-69 eff. August 17, 1998. Amended by SR-NASD-97-81 eff. Jan. 16, 1998. Adopted by SR-NASD-97-28 eff. Aug. 7, 1997. Selected Notices: 98-52, 99-16, 01-52, 02-66, 03-79, 04-59, 04-71, 07-31, 07-45. |