This rule is no longer applicable. NASD Rule 9710 has been superseded by FINRA Rule 9710. Please consult the appropriate FINRA Rule.
The purpose of this Rule 9700 Series is to provide, where justified, redress for persons aggrieved by the operations of any automated quotation, execution, or communication system owned or operated by NASD, or any subsidiary thereof, and approved by the Commission, not otherwise provided for by NASD Rules.
Amended by SR-NASD-2007-052 eff. Aug. 1, 2008.
Amended by SR-NASD-2005-087 eff. Aug. 1, 2006.
Amended by SR-NASD-2002-97 eff. July 29, 2002.
Amended by SR-NASD-98-88 eff. May 4, 1999.
Amended by SR-NASD-97-97 eff. Jan. 15, 1998.
Amended eff. Apr. 2, 1990.
Selected Notice to Members: 08-34.