9710. Purpose
This rule is no longer applicable. NASD Rule 9710 has been superseded by FINRA Rule 9710. Please consult the appropriate FINRA Rule.
Amended by SR-NASD-2007-052 eff. Aug. 1, 2008. Amended by SR-NASD-2005-087 eff. Aug. 1, 2006. Amended by SR-NASD-2002-97 eff. July 29, 2002. Amended by SR-NASD-98-88 eff. May 4, 1999. Amended by SR-NASD-97-97 eff. Jan. 15, 1998. Amended eff. Apr. 2, 1990. Selected Notice to Members: 08-34. |