9740. Consideration of Applications
This rule is no longer applicable. NASD Rule 9740 has been superseded by FINRA Rule 9740. Please consult the appropriate FINRA Rule.
Amended by SR-NASD-2007-052 eff. Aug. 1, 2008. Amended by SR-NASD-2005-087 eff. Aug. 1, 2006. Amended by SR-NASD-97-97 eff. Jan. 15, 1998. Selected Notice to Members: 08-34. |