IM-1000-4. Branch Offices and Offices of Supervisory Jurisdiction
This rule is no longer applicable. NASD IM-1000-4 has been superseded by FINRA Rule 3110. Please consult the appropriate FINRA Rule.
Amended by SR-NASD-2003-07 eff. March 24, 2003. Amended by SR-NASD-98-46 eff. July 9, 1998. Selected Notices: 85-48, 87-14, 87-53, 88-90, 88-96. |