IM-6130. Trade Reporting of Short Sales

Rule 6130(d)(6) requires that members indicate on System reports whether a transaction is a short sale transaction ("short sale reporting requirements"). Rule 6130 explicitly requires members to file reports for transactions in all Reportable Securities, including transactions in exchange-listed, convertible debt, OTC Bulletin Board, and OTC equity securities. Thus, all short sale transactions in these securities reported to the System must carry a "short sale" indicator.