Expand All 6100. CLEARING AND COMPARISON RULES 6110. Definitions 6120. Trade Reporting Participation Requirements 6130. Trade Report Input 6140. Trade Report Processing 6160. Obligation to Honor Trades 6170. Audit Trail Requirements 6180. Violation of Reporting Rules 6190. Termination of Access 6200. TRADE REPORTING AND COMPLIANCE ENGINE (TRACE) 6210. Definitions 6220. Participation in TRACE 6230. Transaction Reporting 6240. Termination of TRACE Service 6250. Dissemination of Transaction Information 6260. Managing Underwriter or Group of Underwriters Obligation To Obtain CUSIP and Provide Notice 6500. OTC BULLETIN BOARD® SERVICE 6510. Applicability 6520. Operation of the Service 6530. OTCBB-Eligible Securities 6540. Requirements Applicable to Market Makers 6541. Reserved 6550. Transaction Reporting 6600. OVER-THE-COUNTER EQUITY SECURITIES 6610. Definitions 6620. Transaction Reporting 6630. Recording of Quotation Information 6640. Submission of Rule 15c2-11 Information on Non-Exchange-Listed Securities 6650. Minimum Quotation Size Requirements For OTC Equity Securities 6660. Trading and Quotation Halt in OTC Equity Securities 6700. TRANSACTION REPORTING IN PORTAL® SECURITIES 6710. Definitions 6720. Reserved 6730. Requirements Applicable to NASD Members 6740. Arbitration 6750. NASD Rules 6900. REPORTING TRANSACTIONS IN DIRECT PARTICIPATION PROGRAMS 6910. Definitions 6920. Transaction Reporting 6950. Order Audit Trail System 6951. Definitions 6952. Applicability 6953. Synchronization of Member Business Clocks 6954. Recording of Order Information 6955. Order Data Transmission Requirements 6956. Violation of Order Audit Trail System Rules 6957. Effective Date 6958. Exemption to the Order Recording and Data Transmission Requirements Book traversal links for 6000. NASD SYSTEMS AND PROGRAMS ‹ 5400. Reserved Up 6100. CLEARING AND COMPARISON RULES ›
