This rule is no longer applicable. NASD Rule 6740 has been superseded by FINRA Rule 6634. Please consult the appropriate FINRA Rule.
The facilities of NASD Dispute Resolution, Inc, and the procedures of the Code of Arbitration Procedure shall be available to PORTAL participants to resolve disputes arising from PORTAL transactions and transfers or activities related thereto.
Renumbered from Rule 5340 and amended by SR-NASD-2005-087eff. Aug. 1, 2006.
Renumbered from Rule 5391 and amended by SR-NASD-99-66 eff. March 6, 2001.
Amended by SR-NASD-91-05 eff. Dec. 31, 1993; except that Secs. 2, 4, 5 and 6 to Part III will not be effective until a date is announced by the NASD.
Amended eff. June 21, 1990 and Dec. 6, 1990.
Schedule I adopted eff. Apr. 27, 1990.