For updates and guidance related to COVID-19 / Coronavirus, click here.
6700. TRANSACTION REPORTING IN PORTAL® SECURITIES
This rule is no longer applicable. NASD Rule 6700 has been superseded by FINRA Rule 6630. Please consult the appropriate FINRA Rule.
|
Renumbered from Rule 5300 and amended by SR-NASD-2005-087 eff. Aug. 1, 2006. |