6550. Transaction Reporting
This rule is no longer applicable. NASD Rule 6550 has been superseded by FINRA Rule 6550. Please consult the appropriate FINRA Rule.
Member firms that effect transactions in OTCBB-eligible securities shall report them pursuant to the requirements of Rule 6600, except for transactions in Direct Participation Program securities, which shall be reported pursuant to the requirements of Rule 6900.
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Amended by SR-NASD-97-68 eff. Oct. 3, 1997. Amended by SR-NASD-96-08 eff. Jan. 7, 1997. Amended by SR-NASD-94-28 eff. Oct. 11, 1994. Amended by SR-NASD-94-08 eff. Apr. 1, 1994. Amended by SR-NASD-93-74 eff. Mar. 14, 1994. Adopted by SR-NASD-93-56 eff. Jan. 5, 1994. Amended by SR-NASD-93-25 eff. Dec. 1, 1993. Rules adopted on a continuous temporary basis by SR-NASD-88-19 eff. May 1, 1990. Selected Notices: 94-8, 94-29, 94-73, 97-80. |