For updates and guidance related to COVID-19 / Coronavirus, click here.
6600. OVER-THE-COUNTER EQUITY SECURITIES
This rule is no longer applicable. NASD Rule 6600 has been superseded by FINRA Rule 6410. Please consult the appropriate FINRA Rule.
This Rule 6600 Series sets forth recording and reporting requirements for certain quotations and unpriced indications of interest displayed on inter-dealer quotation systems and the trade reporting requirements applicable to members' transactions in equity securities for which real-time trade reporting is not otherwise required (hereinafter referred to as "OTC Equity Securities"). Members shall use the OTC Reporting Facility for trade reporting in OTC Equity Securities.
Amended by SR-NASD-2005-087 eff. Aug. 1, 2006.
Amended by SR-NASD-2004-076 eff. May 5, 2004.
Amended by SR-NASD-2000-42 eff. June 27, 2003.
Selected Notice: 03-28.