6600. OVER-THE-COUNTER EQUITY SECURITIES
This rule is no longer applicable. NASD Rule 6600 has been superseded by FINRA Rule 6410. Please consult the appropriate FINRA Rule.
Amended by SR-NASD-2005-087 eff. Aug. 1, 2006. Amended by SR-NASD-2004-076 eff. May 5, 2004. Amended by SR-NASD-2000-42 eff. June 27, 2003. Selected Notice: 03-28. |