IM-6130C. Trade Reporting of Short Sales

Rule 6130C(d)(6) requires that members indicate on System reports whether a transaction is a short sale transaction ("short sale reporting requirements"). Rule 6130C applies to members that submit reports to the NASD/NSX Trade Reporting Facility for transactions in all exchange-listed securities. Thus, all short sale transactions in these securities reported to the System must carry a "short sale" indicator.