Rule 435T. Miscellaneous Prohibitions
No member or member organization shall:
(5) Circulation of rumors
Circulate in any manner rumors of a sensational character which might reasonably be expected to affect market conditions on the Exchange. Discussion of unsubstantiated information published by a widely circulated public media is not prohibited when its source and unsubstantiated nature are also disclosed. Report shall be promptly made to the Exchange of any circumstance which gives reason to believe that any rumor or unsubstantiated information might have been originated or circulated for the purpose of influencing prices in listed securities.
April 21, 1966.
December 19, 1968.
March 26, 1970.
December 11, 1975; effective March 12, 1976.
Amended by SR-FINRA-2008-036 eff. Nov. 11, 2008.
Amended by SR-FINRA-2008-028 eff. Dec. 15, 2008.
Amended by SR-FINRA-2019-009 eff. May 8, 2019.
Selected Notice: 08-57, 08-64.