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MAIL VOTE
EXECUTIVE SUMMARY
The NASD invites members to vote on proposed changes to Schedule E that would require compliance with its provisions if a member participating in a distribution of a public offering of
I have the right to invest in different stock options. Way does it make it right for the wealth to be able to buy different stocks. When middle class person has just as much right as anyone else.
Violations should be higher, much higher. This ways future violations will be avoided. It just does not fit into my head that some institutions get a penalty of $10,000 for a violation when they made millions committing the violation??? They are going to do it again and again. This is one of the reasons why I am considering never coming back to invest in the stock market. The stock prices are
America is a country who always advocated equal rights. I should get right to invest my money the way I want. Stocks are also risky when big companies like BABA, NetFlix ets drop more than 70% from their all time high. People can loose the money when they trade Options of stocks. I regulators are really concerned about the risk of retail traders then the should regulate - - the market fall/rise
This is an insane idea to add more regulation to Leverage ETFs. From a practical perspective, think of how much higher risk there is involved investing in a single stock like Tesla, Netflix, Nvidia vs. a leveraged ETF like SSO or UPRO that is allocated over hundreds of stocks. Would you ever consider limiting how much of a single stock an individual can own? Of course not, yet that is a far
When will you people do your jobs big hedges like citadel have been manipulating stocks since the 90’s why is this still being aloud? They didn’t get this big buy playing buy the rules. Do you people even watch the tickets? If you did you would see it. So obviously being manipulated. Explain to me how one company can have stellar news and stock moves down and stocks with no news or bad news
FINRA 21-19 leaves many problems with address general problems, but also makes many new ones that get rid of the purpose of 21-19. It is very important for the stability of the United States market that regulations regarding short positions are reported in every situation. Otherwise, short positions can go unaccountable for a long period of time after their due date. We must not let our standards
FINRA has a scaling problem. A problem that is observed in FINRA's inability to provide oversight and accurately regulate institutions as global markets expand and overlap. Transparency in our markets is essential. Transparency with respect to short interest reporting is severely lacking. Not only just the typical direct borrow and short transaction but also the use of derivatives and other
SQQQ is a protection for stock account, if forbidden to treat, there is no way for individual stock holders to protect their account other then by options, which is very risk. I do hope FINRA can reconsider the deletion of SQQQ. Thank you!
Our free enterprise system opens and allows of many income levels to opportunity to invest the market system ,national,global, to set regulations is to dampen the freedom to choose the best viable stock option, secure or insecure stocks.
