Hello, I'd like to have a faster access to the Short Interest reporting, receiving the information after more than 2 weeks it was released it leaves the retail investor in disadvantage compared with big entities like MarketMakers, HedgeFunds and investment funds,
I am Steve Luparello, Vice Chairman of the Financial Industry Regulatory Authority, or FINRA. On behalf of FINRA, I would like to thank you for the opportunity to testify today on the important issues of how markets and trading have evolved, and how we can enhance the information regulators receive to ensure market integrity and the protection of investors.
As I understand it FINRA is looking to enhance the requirements around reporting short interest positions. I have this to say about reporting methods and data. We are in a world surrounded by fast moving data. We can call a loved one across the globe in a blink of an eye, share a tele-conference with hundreds of listeners, or place thousand dollar order in seconds. Technology has evolved and with
I am 67 and semi retired, I have to work part time to make some extra cash so my bills can get paid. Have work steady since I was 16 and have raised my family and now take care of my 89 year old Mother. I have just recently had a few extra $$ to invest in some stocks to try and get ahead. In my studying it has come to my attention that the stock market is run by a bunch of crooks that steal
I don't believe that it is correct to classify products as complex due to their structure. Leveraged ETFs have their complexities, but so do many companies. Any given biotech stock may expose investors to more risk, but would be easier to access and trade. It's my belief that any investor who fails to understand the product they're buying deserves any losses they may take and that
I should have the RIGHT to purchase any stock I wish. It is MY money and none of YOUR business!
I resent any attempts to limit my full participation in the stock market in any way I choose to.
The Best Execution, Outside Business Activities and Private Securities Transactions, Private Placements, and Reg BI and Form CRS sections of the 2023 Report on FINRA’s Examination and Risk Monitoring Program (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations and related considerations, (2) findings and effective practices, and (3) additional resources.
US STOCK MARKET IS DANGER IN ALL AREAS. YOU OVER PAID DIDOS ARE A BUNCH OF THE CAUSE
I greatly oppose any restrictions to my right to invest in leveraged and inverse funds or stock options.
