Citizens must be allowed to invest in any form of Investment that they want. Citizens must be able to determine if they can afford to lose or gain on investments. The government is essentially a partner in the form of taxes levied. If there are any gains, it is a win win situation for the government to not get in the way of this relative new form of investing. I haven't lost any money in
I oppose restrictions on the public's ability to invest in complex products for numerous reasons.
1. The definition of a complex investment is vague, arbitrary, and subject to administrative change in the future. This can cause a new risk for investors who may hold these products now but may be restricted from them in the future, forcing them to sell the products.
2. Being a complex
(a) Securities Called for Redemption
A certificate of stock or a bond shall cease to be a good delivery upon publication of notice of call for redemption, except when an entire issue is called for redemption and except against transactions in "called stock" or "called bonds" dealt in specifically as such.
(b) Securities Deemed Worthless
(1) In contracts for securities where
(a) For purposes of applying any provision of the Rule 7600A Series that reflects a charge assessed, or credit provided, by the FINRA/Nasdaq Trade Reporting Facility, a member may request that the FINRA/Nasdaq Trade Reporting Facility aggregate its activity with the activity of its affiliates.
(1) A member requesting aggregation of affiliate activity shall be required to certify to the FINRA/
please don’t close or restrict leveraged ETFs. Those are for many years and people made money. If you saw a risk on those you should take action when market was hot during November 2021. Retail investors like me lost money on stock market. If you close or restrict trading thess probably I will not get back my money. I think this is a regulatory scam. Request your kind consideration to have those
This should not be decided by regulators. This should be a freedom decided by the investor whose money is at risk. Should penny stocks, crypto and other equally risky assets be banned as well? Should investors not have the right to buy or sell assets during certain market conditions that regulars deem unsafe for the investor? No, these are decisions for those with assets who have decided to take
Just like I can take a risk on a stock going up, I should likewise be able to take a risk on it going down. Seems like you want to be able to control the market up by flooding us with artificial stimulus ( I consider this endless counterfeiting of our currency) and artificially low interest rates by further increasing our national debt to ridiculous levels but you don't want to suffer the
This is a free country, free to invest how ever we see fit. To have a special process is against the constitution. Just because the US market is about to face the largest collapse of its existence, doesn't mean you should be allowed to stop others from investing because you are going to lose your pants. You can't offer stocks when it benefits you, then take them away when it doesn'
Dear Sirs/Madame, I sincerely regret hearing that you are considering regulating my purchase of public investments! I should be able to invest in what I choose, not have regulators choose for me in a capitalistic country! I frequently invest in leveraged ETFS to moderate stock market volitility and put options for protection as well! I have been using these instruments for many years and
Big government regulations are not needed in controlling investment interest. I should not have to have a degree in investments to be able to choose how I invest. My interest in over the counter investments and pink sheet investments has already been blocked and limits my exit severely due to low volume of stock movement. This move to control trading opportunities, is not in the interest of
