It is strange that there is always 'new' regulations but how about ENFORCING the current regulations? Citadel, for one, keeps shorting stock with phantom shares. SEC has been informed but just like Bernie Madoff they ignore all information. The stock market is a joke and is NOT a free market. It will be sad when retail folk start pulling their money out of the market!
Summary
To assist members in their financial reporting obligations, FINRA is issuing this Notice to provide the due dates for Annual Report, Financial and Operational Combined Uniform Single (FOCUS), Form Custody, and supplemental FOCUS Report filings that are due in 2022 or the first quarter of 2023.1 FINRA reminds members that all such filings they submit to FINRA must be made
Please crack down on those naked shorts, synthetic stocks, and hedge-fund manipulations. Thanks.
I use inverse funds to keep my savings from reducing because of inflation. In a time when stocks, bonds and cash are all loosing value, inverse funds are the easiest way to protect my savings. Put options are difficult to understand, and my brokerage will not let me short stocks directly.
If you want to discourage gambling tax trades and make casinos illegal.
So Investments are too complex for us "regular" people? Discrimination much? Investments are only for those with a high net worth? Discrimination much? It's 2022, the time where we all talk about discrimination and how we can fix it. Well with what's been coming out of lawmakers hands in 2022, has been fueling the discrimination fire. I started investing in 2021 when CoinBase
Hi Some considerations Shorting should only be allowed if the Stock has been pre-located , will an audit trail and consent of loan from Holder , not just custodian . If Shares are electronic they should should have a marker that will only allow them to be Loaned / Shorted against max 1 times. other wise if marker reflects share is already oan it wont be eligible. This makes a good motivation to
The revelations of opacity around short selling, trade settlement, and unlit off-exchange trading is deeply troubling and an abomination to the ideals of free and transparent capital markets. The delay and self reporting of short interest, coupled with lack of meaningful deterrents like imprisonment or material fines (fining Robinhood $70 million for their role in the January Gamestop shenanigans
It is in the interest of anyone investing in the market, as well as for those with retirement accounts for there to be an improvement in the reporting of short interest, and of its sources. At this time it is common for stock prices to be determined not by the foundational performance of the company that it represents, but rather by whether hedge funds or other investment vehicles have decided to
In regards to regulatory notice 21-19 regarding short positions... In my opinion, the current US financial system is highly fraudulent, with the regulatory agencies being complicit. They are complicit by complacency, with years of unchecked fraud and market manipulation through naked short selling by large hedge funds like Citadel and Susquehanna being allowed to happen with impunity. The SEC and
Finra, The short selling on the market has become a joke to many of us. We see so much manipulation with simple indictators like the Inflow beating the Outflow by i.e. '100' yet we manage to drop $5? So, it would be nice to see (for a start) if this is shorting pressure, or if this is manipulation. It would give us chance to evaluate why the stock is dropping yet its only being bought