SEC Rule 606(a) requires broker-dealers that route equity and option orders on behalf of customers to prepare quarterly reports that disclose specific information about their order routing practices for non-directed orders in NMS stocks and NMS securities that are options contracts. The reports are published as PDFs and XML files for each calendar quarter. Data is collected from firms at the end
It does not make sense to limit leveraged investments as long as I can get a mortgage for 20% or less down payment in an asset which can lose 50% in the matter of months during a recession. How can that be safer than using leveraged and inverse investments? I'll tell you that it's not, in fact is significantly less safer. What harm is it to limit inverse investments when
I find the inverse funds a valuable tool for a small investor that also trades options. In time like now with a lot of volatility they open up alot of investing options that a long only investor does not even know about. Keep your trading limited to what know and pick good stocks and inverse funds that you understand and a small investor will do just fine. I disagree with the use of naked shorts
This comment is to urgently oppose new regulations on so-called "complex products." As an investor with over a decade of experience, I am neither a professional, nor a novice. But the notion of regulating leveraged and inverse products is nonsensical. These products are far and away the easiest to understand of any ETFs/ETNs available to retail investors.
A "complex
It’s sad to see laws being broken and nothing being done to bring justice to the people being taken for granted and used. Billionaires should not be allowed to get away with this kind of nonsense theft. Where is the rule of law? Allowing this type of theft is slowly unraveling our society and has very dangerous implications. Companies are going bankrupt due to companies like citadel shorting
We are tired of crappy stock markets..we need transparency of the stovk market... Citadel needs be broken into tiny pieces...how can someone be hedge fund and decide what do with retailers money... Are guys being held hostage by wallstreet.. 2008 economy go down..who gets bailed out.big money...2020 economy takes a shit..guess who the first to cry again. I think america is here cater for big
If anyone does read this, I would like to say thanks for doing so. First I would like to bring up the families these big hedge funds probably have destroyed by shorting companies they see as competition through what I believe is called compensated bonds. The fact the "system" of wall street and shorting and even buying into stocks is heavily favored to the side of the big institutions
I have attempted to read and understand the proposed rule changes set forth in these reporting enhancements on the topic of Short Interest Positions. I would like to make sure that my voice is heard as a full supporter of these rule changes! The reporting changes contained in these enhancements are critical to not only have them PASSED but also to have them 100% enforced. The amount of
Summary
FINRA and the other U.S. members of the Intermarket Surveillance Group1 (ISG members) have updated certain data elements for Electronic Blue Sheets (EBS) to reflect the SEC’s December 21, 2018 approval of MIAX Emerald and the name change of Chicago Stock Exchange to NYSE Chicago, Inc. The updates are effective immediately.
Attachments A and B to this Notice set forth the EBS record
From Monday, September 26, 2022, through Friday, September 30, 2022, the FINRA Test Facility (NTF) for the OTC Reporting Facility (ORF) will not include the trade reporting nanosecond enhancements FINRA previously announced. All other ORF testing functions will be available during this week, including TDDS 2.1 data dissemination.
Effective Monday, December 5, 2022, ORF will begin supporting
