It is my understanding that FINRA is trying to limit peoples ability in invest in leveraged an short leveraged ETF's. Are we being forced to lock in losses on our portfolio? It will be a huge disincentive to invest (raise capital) in American business if investors do not have the ability to be short. Why would anyone be long stocks? The market will go down further with this stupid
In observation of the Thanksgiving holiday, the FINRA/Exchange Trade Reporting Facilities (TRFs) will be closed on Thursday, November 24, 2022. Please be advised that the TRFs will close early on Friday, November 25, 2022. See the tables below for a schedule of modified hours. Thank you for your attention to this matter. Please contact FINRA Operations at (866) 776-0800 if you have any
In observation of the Thanksgiving holiday, the TRACE system will be closed on Thursday, November 24, 2022. Please be advised that the TRACE system will close early on Friday, November 25, 2022. See the table below for a schedule of modified hours (these hours also apply to BTDS/ATDS/SPDS/144A). Thank you for your attention to this matter. Please contact FINRA Operations at (866) 776-
I currently feel that this needs to tracked more accurately and made public. I personally feel like things are done illegally and this would atleast help make things more transparent. Have also seen suspicious activity done on sort sale restrictions days (selling millions of shares worth of deep in the money calls to force market makers to short a stock to remain delta neutral). I'm not sure
If the US market looks to be seen as a free market we need to have transparency. Dark pool trading has gone on unregulated to the point of becoming a place where institutional investors can go to hide their elicit trades; this needs to end. All authorized shares should be able to be accounted for at any given time during market hours. Fines and penalties for FTDs and naked shorting of stocks
Shorting as a market practice is a crazy concept. No other capitalist market allows borrowing something that one person owns, sell it, buy it back at a lower price to profit off their initial lender. Self reporting clearly isn’t working and the ability to borrow stock is way mis-marked. Everything should be labeled and marked in real time so the corruption can be stopped and we play a fair game
Need better eyes on massive shorted stocks regulations blocking naked shares and a sec representative mandatory at every hedge fund Corporation. From what I'm seeing you guys are either paid off or don't know what the [REDACTED] you're looking for. Billions of dollars being stolen from retail investors for more years than you can count on your fingers and nobody has done squat to
Transparency and fairness for all investors is all anyone wants. What has been happening over the last 6 months in certain stocks is unbelievable. Hedge funds need/must be held responsible for their actions when it come to FTD's naked shorting, etc. just the same as retail traders must follow the rules set forth by the governing body. Please this is huge for the US trading markets and will
FINRA is publishing its quarterly OTC Equities High Price Dissemination List for the second quarter of 2022. This updated list of OTC equity securities eligible for trade report dissemination for trades of fewer than 100 shares is effective as of October 14, 2022. To view changes, visit the Daily List: Security Attribute Changes page, select the “Unit of Trades” filter and enter October 13, 2022
Proposed Rule Change to Extend the Pilot Period Related to FINRA Rule 6121.02 (Market-wide Circuit Breakers in NMS Stocks)
