FINRA 21-19 is a long overdue change. It is clear that there is a systematic flaw in the United States market that if continued, will lead to disaster. A large part of this issue is the outdated short interest reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address the general breadth of exploitable and ineffective reporting, they also leave significant specific
There should be more transparency on short positions and action taken to prevent naked shorts which will hurt the retail investors.
It is my opinion that short sales and short interest should be reported at end of trading day and not delayed by 14 days.
It’s ok to short shares that you own. It’s never ok to naked short or create synthetic shares.
There is no need for FINRA to deny or block regular investors from investing in leveraged funds or complex products. I have been investing in them for years with no issues. The only thing FINRA should do is make illegal "naked" shorting of securities, commodities, or bonds. Naked shorting only serves the purpose of taking companies down or destroying commodities prices. Why this was
Every investor should have access to the following data(In real time whenever available) -Updates on short interest data -Settlement on transactions - Failure to deliver data -Synthetic short data (so called naked shorts) -13F filings for short positions Additionally the following practices should be either be made illegal or become significantly more regulated * Single side dark pool trading
Concerned with naked shorting and market manipulation amongst current hedge funds. Specifically naked shorting and delayed order flows.
I Definitely like the idea of firms reports on there shorts reflecting their synthetic shorts as well and think that’s crucial to market transparency.
FINRA 21-19 is a long overdue change. It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address the general breadth of exploitable and ineffective
FINRA 21-19 is a long overdue change. It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address the general breadth of exploitable and ineffective
