Individuals have the right to take on risk with their assets. It is a silly notion to restrict leveraged funds and short selling. Thank you.
Pursuant to the procedures set forth in Rule 6120(b), FINRA shall halt all trading otherwise than on an exchange in any NMS stock, as defined in Rule 600(b)(47) of SEC Regulation NMS, if other major securities markets initiate market-wide trading halts in response to their rules or extraordinary market conditions or if otherwise directed by the Securities and Exchange Commission. Members must
Pursuant to the procedures set forth in Rule 6120(b), FINRA shall halt all trading otherwise than on an exchange in any NMS stock, as defined in Rule 600(b)(47) of SEC Regulation NMS, if other major securities markets initiate market-wide trading halts in response to their rules or extraordinary market conditions or if otherwise directed by the Securities and Exchange Commission. Members must
As I understand it FINRA is looking to enhance the requirements around reporting short interest positions. I have this to say about reporting methods and data. We are in a world surrounded by fast moving data. We can call a loved one across the globe in a blink of an eye, share a tele-conference with hundreds of listeners, or place thousand dollar order in seconds. Technology has evolved and with
NASD Regulation, Inc. (NASD Regulation) has taken disciplinary actions against the following firms and individuals for violations of NASDRules; securities laws, rules, and regulations; and the rules of the Municipal Securities Rulemaking Board. Unless otherwise indicated, suspensions will begin with the opening of business on Monday, December 16, 1996. The information relating to matters
I am not in favor of any regulation that would take away my ability to use investment devices that are available to others or to throttle or adjust my access.
I use a leveraged ETF (TQQQ) to risk a smaller amount of money and possibly achieve greater returns as part of my comprehensive investment strategy. I am quite pleased with the results and will continue to use it as a portion of my overall
Please stop naked short selling and increase transparency in the market. Also, eliminate dark pools.
We need a system with accountability and where the playing field is even. No more dark pools or shorting
The failure of a firm might understandably cause some anxiety for its customers. However, should your firm cease operations, you shouldn’t panic: In virtually all cases, customer assets are safe and typically are transferred in an orderly fashion to another registered brokerage firm.
The lack transparency that Hedge funds offer is astonishing, it allows fraudulent trading of securities with impunity! Short
