Within 21 days after the filing of a notice of appeal pursuant to Rule 9311 or notice of call for review pursuant to Rule 9312, or at such later time as the National Adjudicatory Council may designate, the Office of Hearing Officers shall assemble and prepare an index to the record, transmit the record and the index to the National Adjudicatory Council, and serve copies of the index upon all
My broker currently has requirements that limit my trading of stock based upon a criteria that includes net worth and trading experience. I believe that these requirements allow me to conservatively trade within the construct of responsible investing. These brokerage requirements far surpass the requirements necessary for real estate purchasing or other commercial investment that I have engaged
Please let us continue to utitlize inverse etf's, these are essential to protecting my retirement nest egg as we go through periods of volatility in the market. I use them to hedge my positions in stocks without having to sell any stocks and incur long term gains or excessive trading of those assets in ira accounts.
I M P O R T A N T
Officers * Partners * Proprietors
TO: All NASD Members
On April 12, 1984, the SEC issued Release No. 34-20853 requesting public comments on the NASDAQ Options Program. The text of this release, together with a document which provides an overview of the NASDAQ Options Program and a fact sheet highlighting major features of the program, are enclosed with this notice.
The
I fail to understand why this issue has resurfaced. I do not feel that I need financial advisor or someone to protect me from myself. This very dangerous territory. If I should not invest in inverse or leveraged funds, maybe I should not invest in start-ups, or penny stocks, or any stock that does not meet with a regulators political opinion. We have far too much WOKE control now.
I have used
When will you people do your jobs big hedges like citadel have been manipulating stocks since the 90’s why is this still being aloud? They didn’t get this big buy playing buy the rules. Do you people even watch the tickets? If you did you would see it. So obviously being manipulated. Explain to me how one company can have stellar news and stock moves down and stocks with no news or bad news
Proposed Rule Change to Delay the Operative Date of FINRA Rule 6121.02 (Market-wide Circuit Breakers in NMS Stocks)
Leveraged and inverse funds should be able to be traded by anyone. Its my money and it is my choice on how to spend it. Individuals have the right to spend money and invest how they please. Yes, there could be risks involved but that is my choice. Every investment involves some sort of risk, even the top tech stocks, some of which have declined roughly 80% since their high a year ago. How can an
Buying these funds isn't any different from investing in high beta stocks, and I'd argue it's actually safer than doing so by focusing on a basket of stocks in a certain sector than only one. It's also safer than trading options, which is what people will be forced to do if they can't trade leveraged ETFs.
When is the SEC going to stop this fraudulent trading that millions of us see around the world. This is a global problem with the US stock market and making wallstreet a laughing stock of the US AMC and GME are being fradulent traded in fake shares it’s beyond time to fix this problem with citadel and the others in this mess...
